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Tribunal upholds FCA ban on pair involved in pension transfer advice and reduces fines
The Upper Tribunal upheld the FCA's decision to ban Richard Fenech and Heather Dunne from working in financial services. The Tribunal agreed that both acted dishonestly by providing a backdated appoin
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Subscribe — from £29/moFrequently asked questions
- What is this FCA publication?
- This is an FCA Final Notice published on 2026-08-04. The Upper Tribunal upheld the FCA's decision to ban Richard Fenech and Heather Dunne from working in financial services. The Tribunal agreed that both acted dishonestly by providing a backdated appoin Source: fca.org.uk.
- Which sectors does this affect?
- This publication is relevant to: Investment & Consumer Duty.
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